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United States Securities and Exchange Commission
(5 results)-
White Papers
Study of the Sarbanes-Oxley Act of 2002 Section 404: Internal Control Over Financial Reporting Requirements
September 1, 2009, 12:00am PDT
The Public Company Accounting Reform and Investor Protection Act, otherwise known as the Sarbanes-Oxley Act (the "Act"), was enacted in July 2002 after a series of high-profile corporate scandals...
Provided by U.S. Securities and Exchange Commission
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White Papers
EDGAR Ownership XML Technical Specification
April 1, 2010, 12:00am PDT
This paper details the valid structure and content of the six Electronic Data Gathering, Analysis, and Retrieval (EDGAR) Ownership Extensible Markup Language (XML) submission types. This...
Provided by U. S. Securities and Exchange Commission
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White Papers
Draft Market Guidance Notes On Unclaimed/ Unpaid Dividends In Ghana
July 31, 2006, 12:00am PDT
As part of its statutory mandate to develop the securities industry, the Securities and Exchange Commission undertook a study into the issue of unclaimed / unpaid dividends to shareholders by...
Provided by Securities and Exchange Commission
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White Papers
Short Selling In Initial Public Offerings
September 1, 2007, 12:00am PDT
A number of academic papers have used short sale constraints in the immediate aftermarket of IPOs to explain short-term pricing anomalies that are subsequently reversed in the long-term. Using...
Provided by U.S. Securities and Exchange Commission
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Software
U.S. Securities and Exchange Commission News 1.2 (Mobile)
January 16, 2012, 12:00am PST
Press releases, videos, events for the United States Securities and Exchange Commission and contact information for the Office of Public Affairs.
Provided by United States Securities and Exchange Commission
-
Software
U.S. Securities and Exchange Commission News 1.2 (Mobile)
January 16, 2012, 12:00am PST
Press releases, videos, events for the United States Securities and Exchange Commission and contact information for the Office of Public Affairs.
Provided by United States Securities and Exchange Commission
-
White Papers
Short Selling In Initial Public Offerings
September 1, 2007, 12:00am PDT
A number of academic papers have used short sale constraints in the immediate aftermarket of IPOs to explain short-term pricing anomalies that are subsequently reversed in the long-term. Using...
Provided by U.S. Securities and Exchange Commission
-
White Papers
Draft Market Guidance Notes On Unclaimed/ Unpaid Dividends In Ghana
July 31, 2006, 12:00am PDT
As part of its statutory mandate to develop the securities industry, the Securities and Exchange Commission undertook a study into the issue of unclaimed / unpaid dividends to shareholders by...
Provided by Securities and Exchange Commission
-
White Papers
EDGAR Ownership XML Technical Specification
April 1, 2010, 12:00am PDT
This paper details the valid structure and content of the six Electronic Data Gathering, Analysis, and Retrieval (EDGAR) Ownership Extensible Markup Language (XML) submission types. This...
Provided by U. S. Securities and Exchange Commission
-
White Papers
Study of the Sarbanes-Oxley Act of 2002 Section 404: Internal Control Over Financial Reporting Requirements
September 1, 2009, 12:00am PDT
The Public Company Accounting Reform and Investor Protection Act, otherwise known as the Sarbanes-Oxley Act (the "Act"), was enacted in July 2002 after a series of high-profile corporate scandals...
Provided by U.S. Securities and Exchange Commission
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