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The Role of Enterprise Content Management in Compliance

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Executive Summary

Investments in Enterprise Content Management (ECM) solutions have been delayed by questions surrounding ROI. Without an effective information governance strategy, fueled by ECM technology, this uncertainty can be quickly overcome, especially with the exorbitant cost of penalties for non-compliance is examined. Dodd-Frank stresses the importance of transparency and good governance for a host of structured and unstructured information; so much so that even the shadow financial services industry is now subject to the regulatory structure that public banking and other institutions have been under for years.

Join us for this installment of our Information Management and The Dodd-Frank Act webinar series as Rod Nelsestuen and Gerry Gibney discuss the ECM technology, policies, and procedures required to establish sound information governance, transparency, and records management rigor demanded by Dodd-Frank. If you are struggling to grasp the ramifications of Dodd-Frank as they pertain to records keeping and reporting mandates and how leading firms are leveraging ECM to automate and deliver the requirements, you won’t want to miss out.

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